招商证券股份有限公司2009年年度报告摘要
2010-04-20 来源：上海证券报
(上接B119版)
现金流量表
会证03表
编制单位：招商证券股份有限公司 2009年度 单位：元
| 项 目 | 本期金额 | 上期金额 | 附注编号 | |||
| 合并数 | 母公司 | 合并数 | 母公司 | 合并 | 母公司 | |
| 一、经营活动产生的现金流量： | ||||||
| 处置交易性金融资产净增加额 | - | - | - | - | ||
| 收取利息、手续费及佣金的现金 | 8,870,338,727.65 | 7,238,049,778.17 | 5,648,884,505.35 | 4,667,442,956.33 | ||
| 拆入资金净增加额 | - | - | - | |||
| 回购业务资金净增加额 | 1,823,438,921.39 | 1,823,438,921.39 | 1,865,885,904.20 | 1,864,500,000.00 | ||
| 代理买卖业务的现金净额 | 30,623,651,190.68 | 29,185,847,999.89 | - | - | ||
| 代理兑付债券的现金净额 | - | - | - | - | ||
| 收到的其他与经营活动有关的现金 | 156,030,954.46 | 104,990,902.51 | 2,893,026,526.57 | 2,614,270,033.64 | 九、44 | |
| 经营活动现金流入小计 | 41,473,459,794.18 | 38,352,327,601.96 | 10,407,796,936.12 | 9,146,212,989.97 | ||
| 处置交易性金融资产净减少额 | 13,085,415,701.28 | 12,912,142,171.80 | 2,847,736,920.65 | 2,847,621,055.36 | ||
| 支付利息、手续费及佣金的现金 | 1,208,942,453.75 | 1,216,051,264.08 | 1,093,973,868.87 | 1,019,292,523.47 | ||
| 支付给职工以及为职工支付的现金 | 1,382,346,799.46 | 1,036,084,724.07 | 954,815,114.28 | 775,840,545.77 | ||
| 支付的各项税费 | 1,342,233,582.68 | 1,055,433,024.39 | 1,377,437,861.53 | 1,195,082,243.12 | ||
| 拆出资金净增加额 | - | - | - | - | ||
| 回购业务资金净增加额 | - | - | - | - | ||
| 代理买卖业务的现金净额 | - | - | 39,029,705,040.24 | 38,542,434,287.39 | ||
| 代理兑付债券的现金净额 | - | - | 456,479.00 | 456,479.00 | ||
| 支付的其他与经营活动有关的现金 | 2,336,741,697.74 | 1,283,142,920.59 | 1,527,970,813.18 | 1,222,297,136.52 | 九、44 | |
| 经营活动现金流出小计 | 19,355,680,234.91 | 17,502,854,104.93 | 46,832,096,097.75 | 45,603,024,270.63 | ||
| 经营活动产生的现金流量净额 | 22,117,779,559.27 | 20,849,473,497.03 | -36,424,299,161.63 | -36,456,811,280.66 | ||
| 二、投资活动产生的现金流量： | ||||||
| 收回对外投资收到的现金 | 600,510,904.11 | - | 359,416,996.33 | - | ||
| 取得投资收益收到的现金 | 2,520,000.00 | 167,900,000.00 | 271,451,075.69 | 1,723,123,278.94 | ||
| 处置固定资产、无形资产和其他长期资产而收回的现金净额 | 199,239.34 | 189,914.34 | 4,126,221.43 | 3,978,961.43 | ||
| 处置子公司及其它营业单位收到的现金净额 | 2,340,229,851.60 | 2,628,491,910.50 | - | |||
| 收到的其他与投资活动有关的现金 | 126,000,000.00 | 126,000,000.00 | - | - | 九、44 | |
| 投资活动现金流入小计 | 3,069,459,995.05 | 2,922,581,824.84 | 634,994,293.45 | 1,727,102,240.37 | ||
| 投资支付的现金 | 900,000,000.00 | 100,000,000.00 | - | - | ||
| 购建固定资产、无形资产和其他长期资产支付的现金 | 123,220,062.53 | 112,810,335.04 | 573,800,464.57 | 558,595,583.76 | ||
| 取得子公司及其它营业单位支付的现金净额 | - | - | 4,136,622,887.81 | 5,722,800,000.00 | ||
| 支付的其他与投资活动有关的现金 | 400,000.00 | 400,000.00 | 119,440,000.00 | 119,440,000.00 | 九、44 | |
| 投资活动现金流出小计 | 1,023,620,062.53 | 213,210,335.04 | 4,829,863,352.38 | 6,400,835,583.76 | ||
| 投资活动产生的现金流量净额 | 2,045,839,932.52 | 2,709,371,489.80 | -4,194,869,058.93 | -4,673,733,343.39 | ||
| 三、筹资活动产生的现金流量： | ||||||
| 吸收投资收到的现金 | 10,914,861,624.32 | 10,914,861,624.32 | - | - | ||
| 其中：子公司吸收少数股东投资收到的现金 | - | - | - | - | ||
| 取得借款收到的现金 | 158,204,400.00 | - | 6,292,040,520.00 | 1,999,000,000.00 | ||
| 发行债券收到的现金 | - | - | - | - | ||
| 收到的其他与筹资活动有关的现金 | - | - | 4,000,000,000.00 | 4,000,000,000.00 | 九、44 | |
| 筹资活动现金流入小计 | 11,073,066,024.32 | 10,914,861,624.32 | 10,292,040,520.00 | 5,999,000,000.00 | ||
| 偿还债务支付的现金 | - | 6,159,757,020.00 | 1,999,000,000.00 | |||
| 分配股利、利润或偿付利息支出支付的现金 | 387,256,838.73 | 313,200,880.00 | 1,933,511,051.52 | 1,381,035,116.07 | ||
| 其中：子公司支付给少数股东的股利、利润 | - | - | - | - | ||
| 支付的其他与筹资活动有关的现金 | 24,104,500.15 | 24,104,500.15 | - | - | 九、44 | |
| 筹资活动现金流出小计 | 411,361,338.88 | 337,305,380.15 | 8,093,268,071.52 | 3,380,035,116.07 | ||
| 筹资活动产生的现金流量净额 | 10,661,704,685.44 | 10,577,556,244.17 | 2,198,772,448.48 | 2,618,964,883.93 | ||
| 四、汇率变动对现金及现金等价物的影响 | 414,941.85 | 16,865.05 | -254,254,053.25 | -64,730,051.82 | ||
| 五、现金及现金等价物净增加额 | 34,825,739,119.08 | 34,136,418,096.05 | -38,674,649,825.33 | -38,576,309,791.94 | ||
| 加：期初现金及现金等价物余额 | 34,342,292,367.55 | 31,155,845,738.13 | 73,016,942,192.88 | 69,732,155,530.07 | 九、45 | 二十三、11 |
| 六、期末现金及现金等价物余额 | 69,168,031,486.63 | 65,292,263,834.18 | 34,342,292,367.55 | 31,155,845,738.13 | 九、45 | 二十三、11 |
法定代表人： 主管会计工作负责人： 会计机构负责人：
合并所有者权益变动表
会证04表
编制单位：招商证券股份有限公司 2009年度 单位：元
| 项目 | 本期金额 | 少数股东权益 | 所有者权益合计 | |||||||
| 股本 | 资本公积 | 减：库存股 | 盈余公积 | 一般风险准备 | 交易风险准备 | 未分配利润 | 外币报表折算差异 | |||
| 一、上年年末余额 | 3,226,915,266.00 | -41,958,405.66 | - | 786,838,973.83 | 786,838,973.28 | 658,025,967.82 | 2,536,819,678.36 | -51,087,297.09 | 235,401,829.42 | 8,137,794,985.96 |
| 加：会计政策变更 | - | |||||||||
| 前期差错更正 | - | |||||||||
| 其他 | 17,625,341.01 | 17,625,341.01 | 17,625,341.01 | -52,876,023.03 | - | |||||
| 二、本年年初余额 | 3,226,915,266.00 | -41,958,405.66 | - | 804,464,314.84 | 804,464,314.29 | 675,651,308.83 | 2,483,943,655.33 | -51,087,297.09 | 235,401,829.42 | 8,137,794,985.96 |
| 三、本年增减变动金额（减少以“－”号填列） | 358,546,141.00 | 10,618,343,414.00 | - | 364,239,524.86 | 364,239,524.86 | 364,239,524.86 | 2,635,004,229.07 | -848,084.55 | -225,822,289.10 | 14,477,941,985.00 |
| （一）净利润 | 3,727,722,803.65 | - | 197,702,806.80 | 3,925,425,610.45 | ||||||
| （二）其他综合收益 | - | 93,528,424.13 | - | - | - | - | - | -848,084.55 | 5,954,431.18 | 98,634,770.76 |
| 上述(一)和(二)小计 | - | 93,528,424.13 | - | - | - | - | 3,727,722,803.65 | -848,084.55 | 203,657,237.98 | 4,024,060,381.21 |
| (三)所有者投入和减少资本 | 358,546,141.00 | 10,524,814,989.87 | - | - | - | - | - | - | -429,479,527.08 | 10,453,881,603.79 |
| 1.所有者投入资本 | 358,546,141.00 | 10,524,814,989.87 | 10,883,361,130.87 | |||||||
| 2.股份支付计入所有者权益的金额 | - | |||||||||
| 3.其他 | -429,479,527.08 | -429,479,527.08 | ||||||||
| (四)利润分配 | - | - | - | 364,239,524.86 | 364,239,524.86 | 364,239,524.86 | -1,092,718,574.58 | - | - | - |
| 1.提取盈余公积 | 364,239,524.86 | -364,239,524.86 | - | |||||||
| 2.提取一般风险准备 | 364,239,524.86 | -364,239,524.86 | - | |||||||
| 3.提取交易风险准备 | 364,239,524.86 | -364,239,524.86 | - | |||||||
| 4.对所有者(或股东)的分配 | - | |||||||||
| 5.其他 | - | |||||||||
| (五)所有者权益内部结转 | - | - | - | - | - | - | - | - | - | - |
| 1.资本公积转增股本 | - | |||||||||
| 2.盈余公积转增股本 | - | |||||||||
| 3.盈余公积弥补亏损 | - | |||||||||
| 4.一般风险准备弥补亏损 | - | |||||||||
| 5.其他 | - | |||||||||
| （六）专项储备 | ||||||||||
| 1．本期提取 | ||||||||||
| 2．本期使用 | ||||||||||
| 四、本年年末余额 | 3,585,461,407.00 | 10,576,385,008.34 | - | 1,168,703,839.70 | 1,168,703,839.15 | 1,039,890,833.69 | 5,118,947,884.40 | -51,935,381.64 | 9,579,540.32 | 22,615,736,970.96 |
法定代表人： 主管工作负责人： 会计机构负责人：
合并所有者权益变动表（续）
会证04表
编制单位：招商证券股份有限公司 2009年度 单位：元
| 项目 | 上期金额 | 少数股东权益 | 所有者权益合计 | |||||||
| 股本 | 资本公积 | 减：库存股 | 盈余公积 | 一般风险准备 | 交易风险准备 | 未分配利润 | 外币报表折算差异 | |||
| 一、上年年末余额 | 3,226,915,266.00 | 367,071,660.16 | 619,124,255.92 | 619,124,255.37 | 490,311,249.91 | 2,279,375,740.81 | -26,490,217.58 | 7,575,432,210.59 | ||
| 加：会计政策变更 | - | |||||||||
| 前期差错更正 | - | |||||||||
| 其他 | ||||||||||
| 二、本年年初余额 | 3,226,915,266.00 | 367,071,660.16 | - | 619,124,255.92 | 619,124,255.37 | 490,311,249.91 | 2,279,375,740.81 | -26,490,217.58 | - | 7,575,432,210.59 |
| 三、本年增减变动金额（减少以“－”号填列） | - | -409,030,065.82 | - | 185,340,058.92 | 185,340,058.92 | 185,340,058.92 | 204,567,914.52 | -24,597,079.51 | 235,401,829.42 | 562,362,775.37 |
| （一）净利润 | 2,020,698,502.66 | - | 89,649,733.93 | 2,110,348,236.59 | ||||||
| （二）其他综合收益 | - | -409,030,065.82 | - | - | - | - | - | -24,597,079.51 | -5,566,265.91 | -439,193,411.24 |
| 上述(一)和(二)小计 | - | -409,030,065.82 | - | - | - | - | 2,020,698,502.66 | -24,597,079.51 | 84,083,468.02 | 1,671,154,825.35 |
| (三)所有者投入和减少资本 | - | - | - | - | - | - | - | - | 688,618,361.40 | 688,618,361.40 |
| 1.所有者投入资本 | - | |||||||||
| 2.股份支付计入所有者权益的金额 | - | |||||||||
| 3.其他 | 688,618,361.40 | 688,618,361.40 | ||||||||
| (四)利润分配 | - | - | - | 185,340,058.92 | 185,340,058.92 | 185,340,058.92 | -1,816,130,588.14 | - | -537,300,000.00 | -1,797,410,411.38 |
| 1.提取盈余公积 | 185,340,058.92 | -185,340,058.92 | - | |||||||
| 2.提取一般风险准备 | 185,340,058.92 | -185,340,058.92 | - | |||||||
| 3.提取交易风险准备 | 185,340,058.92 | -185,340,058.92 | - | |||||||
| 4.对所有者(或股东)的分配 | -1,260,110,411.38 | -537,300,000.00 | -1,797,410,411.38 | |||||||
| 5.其他 | - | |||||||||
| (五)所有者权益内部结转 | - | - | - | - | - | - | - | - | - | - |
| 1.资本公积转增股本 | - | |||||||||
| 2.盈余公积转增股本 | - | |||||||||
| 3.盈余公积弥补亏损 | - | |||||||||
| 4.一般风险准备弥补亏损 | - | |||||||||
| 5.其他 | - | |||||||||
| （六）专项储备 | ||||||||||
| 1．本期提取 | ||||||||||
| 2．本期使用 | ||||||||||
| 四、本年年末余额 | 3,226,915,266.00 | -41,958,405.66 | - | 804,464,314.84 | 804,464,314.29 | 675,651,308.83 | 2,483,943,655.33 | -51,087,297.09 | 235,401,829.42 | 8,137,794,985.96 |
法定代表人： 主管工作负责人： 会计机构负责人：
母公司所有者权益变动表
会证04表
编制单位：招商证券股份有限公司 2009年度 单位：元
| 项目 | 本期金额 | |||||||
| 股本 | 资本公积 | 减：库存股 | 盈余公积 | 一般风险准备 | 交易风险准备 | 未分配利润 | 所有者权益合计 | |
| 一、上年年末余额 | 3,226,915,266.00 | -10,311,263.73 | - | 786,838,973.83 | 786,838,973.28 | 658,025,967.82 | 2,033,958,718.69 | 7,482,266,635.89 |
| 加：会计政策变更 | - | |||||||
| 前期差错更正 | - | |||||||
| 其他 | -18,564,012.30 | 17,625,341.01 | 17,625,341.01 | 17,625,341.01 | 123,377,387.07 | 157,689,397.80 | ||
| 二、本年年初余额 | 3,226,915,266.00 | -28,875,276.03 | - | 804,464,314.84 | 804,464,314.29 | 675,651,308.83 | 2,157,336,105.76 | 7,639,956,033.69 |
| 三、本年增减变动金额（减少以“－”号填列） | 358,546,141.00 | 10,611,623,013.29 | - | 364,239,524.86 | 364,239,524.86 | 364,239,524.86 | 2,549,676,674.06 | 14,612,564,402.93 |
| （一）净利润 | 3,642,395,248.64 | 3,642,395,248.64 | ||||||
| （二）其他综合收益 | - | 86,808,023.42 | - | - | - | - | - | 86,808,023.42 |
| 上述(一)和(二)小计 | - | 86,808,023.42 | - | - | - | - | 3,642,395,248.64 | 3,729,203,272.06 |
| (三)所有者投入和减少资本 | 358,546,141.00 | 10,524,814,989.87 | - | - | - | - | - | 10,883,361,130.87 |
| 1.所有者投入资本 | 358,546,141.00 | 10,524,814,989.87 | 10,883,361,130.87 | |||||
| 2.股份支付计入所有者权益的金额 | - | |||||||
| 3.其他 | - | |||||||
| (四)利润分配 | - | - | - | 364,239,524.86 | 364,239,524.86 | 364,239,524.86 | -1,092,718,574.58 | - |
| 1.提取盈余公积 | 364,239,524.86 | -364,239,524.86 | - | |||||
| 2.提取一般风险准备 | 364,239,524.86 | -364,239,524.86 | - | |||||
| 2.提取交易风险准备 | 364,239,524.86 | -364,239,524.86 | - | |||||
| 4.对所有者(或股东)的分配 | - | |||||||
| 5.其他 | - | |||||||
| (五)所有者权益内部结转 | - | - | - | - | - | - | - | - |
| 1.资本公积转增资本 | - | |||||||
| 2.盈余公积转增资本 | - | |||||||
| 3.盈余公积弥补亏损 | - | |||||||
| 4.一般风险准备弥补亏损 | - | |||||||
| 5.其他 | - | |||||||
| （六）专项储备 | ||||||||
| 1．本期提取 | ||||||||
| 2．本期使用 | ||||||||
| 四、本年年末余额 | 3,585,461,407.00 | 10,582,747,737.26 | - | 1,168,703,839.70 | 1,168,703,839.15 | 1,039,890,833.69 | 4,707,012,779.82 | 22,252,520,436.62 |
法定代表人： 主管会计工作负责人： 会计机构负责人：
母公司所有者权益变动表（续）
会证04表
编制单位：招商证券股份有限公司 2009年度 单位：元
| 项目 | 上期金额 | |||||||
| 股本 | 资本公积 | 减：库存股 | 盈余公积 | 一般风险准备 | 交易风险准备 | 未分配利润 | 所有者权益合计 | |
| 一、上年年末余额 | 3,226,915,266.00 | 369,159,787.56 | - | 619,124,255.92 | 619,124,255.37 | 490,311,249.91 | 2,120,066,104.68 | 7,444,700,919.44 |
| 加：会计政策变更 | - | |||||||
| 前期差错更正 | - | |||||||
| 其他 | ||||||||
| 二、本年年初余额 | 3,226,915,266.00 | 369,159,787.56 | - | 619,124,255.92 | 619,124,255.37 | 490,311,249.91 | 2,120,066,104.68 | 7,444,700,919.44 |
| 三、本年增减变动金额（减少以“－”号填列） | - | -398,035,063.59 | - | 185,340,058.92 | 185,340,058.92 | 185,340,058.92 | 37,270,001.08 | 195,255,114.25 |
| （一）净利润 | 1,853,400,589.22 | 1,853,400,589.22 | ||||||
| （二）其他综合收益 | - | -398,035,063.59 | - | - | - | - | - | -398,035,063.59 |
| 上述(一)和(二)小计 | - | -398,035,063.59 | - | - | - | - | 1,853,400,589.22 | 1,455,365,525.63 |
| (三)所有者投入和减少资本 | - | - | - | - | - | - | - | - |
| 1.所有者投入资本 | - | |||||||
| 2.股份支付计入所有者权益的金额 | - | |||||||
| 3.其他 | - | |||||||
| (四)利润分配 | - | - | - | 185,340,058.92 | 185,340,058.92 | 185,340,058.92 | -1,816,130,588.14 | -1,260,110,411.38 |
| 1.提取盈余公积 | 185,340,058.92 | -185,340,058.92 | - | |||||
| 2.提取一般风险准备 | 185,340,058.92 | -185,340,058.92 | - | |||||
| 2.提取交易风险准备 | 185,340,058.92 | -185,340,058.92 | - | |||||
| 4.对所有者(或股东)的分配 | -1,260,110,411.38 | -1,260,110,411.38 | ||||||
| 5.其他 | - | |||||||
| (五)所有者权益内部结转 | - | - | - | - | - | - | - | - |
| 1.资本公积转增资本 | - | |||||||
| 2.盈余公积转增资本 | - | |||||||
| 3.盈余公积弥补亏损 | - | |||||||
| 4.一般风险准备弥补亏损 | - | |||||||
| 5.其他 | - | |||||||
| （六）专项储备 | ||||||||
| 1．本期提取 | ||||||||
| 2．本期使用 | ||||||||
| 四、本年年末余额 | 3,226,915,266.00 | -28,875,276.03 | - | 804,464,314.84 | 804,464,314.29 | 675,651,308.83 | 2,157,336,105.76 | 7,639,956,033.69 |
法定代表人： 主管会计工作负责人： 会计机构负责人：